Kimber Mfg, Inc, a rapidly growing and leading manufacturer of fine sporting firearms is seeking a highly organized and detailed oriented individual to play ...
The Director of Compliance provides compliance research and counsel on multistate and federal laws and regulations impacting Greenlight Financial Services ...
Job Description The Compliance Examiner position is for the Legal and Compliance Department supporting a retail brokerdealer and investment advisor and will ...
A growing independent BD/RIA in Norcross, GA seeks a Compliance Manager with at least two years of direct experience with a broker/dealer, registered investment ...
JOB SEARCH Compliance Assistant May, 2012 Firm: Publicly traded registered investment adviser managing over $14 billion in assets. We provide investment management ...
About Us Alliance Data and its combined businesses (including Epsilon and LoyaltyOne ) is North America s largest and most comprehensive provider of transactionbased, ...
HF Management Services, LLC - New York City, NY US
Job Title: Compliance Manager Department: Compliance and Audit Reports To: VP Compliance & Audit Position Summary: The Compliance Manager will serve as the ...
New York Life Insurance Company – Corporate HQ - Westchester, NY US
Compliance Consultants maintain the authority to review, refer, and resolve policyowner complaints in a manner that is consistent with the parameters established ...
ABOUT US: Pacific Life offers life insurance, annuities, and mutual funds, along with a variety of investment products and services, all of which provide The ...
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